Founded in April, 2007, Ueda Yagi boasts a capital of JPY0.48 billion and 23 employees up to the end of April, 2019. The company is a member of Japan Securities Dealers Association, Japan Investment Advisers Association, Type II Financial Instruments Firms Association, Japan Investors Protection Fund. Ueda Yagi mainly engages in type II financial instruments business, investment advisory and agency businesses and discretionary investment management business. Based on the Securities Exchange Act, Ueda Yagi completed securities business registration in June, 2007. It also commenced discretionary investment management and investment advisory businesses, and conducted private placement organized in 2008. Ueda Yagi provides investment opportunities of superior alternative investment products through its distribution business and discretionary investment management business. The company will contribute to its clients’ portfolio management capabilities and the development of the asset management industry in Japan.
Ueda Yagi’s office address in the regulatory information is 1-1-9, Nihonbashi-hongokuchō, Chūō-ku, Tokyo. The investigators carried out a field survey to this licensed broker.
The investigators found via the map the company building.
One gate of the building is locked.
The investigators saw the broker’s logo through the iron fence gate.
Then the investigators entered the building through a side door, and saw a very simple sign form in the first floor. They learned from the sheet that Ueda Yagi’s office is on the sixth floor. But the investigators were unable to make a field survey on that floor. Coincidentally, they met a person with Ueda Yagi’s work card. After the investigators told him their purposes, this Ueda Yagi worker introduced the company with enthusiasm. From the introduction, the investigators knew that there were about 20 workers in this office.
Regulatory information is verified to be invalid, please be aware of the risk!
Current data show that the broker doesn’t use MT4/5 as its trading software, please be aware of the risk!
The FSA license (license number: 3010001108516) claimed by this broker is a suspicious clone, please be aware of the risk!
The investigators, based on the result of this field survey, confirmed the authenticity of Ginga’s real address. Though the broker claimed to hold a retail forex license issued by FSA, the license is suspected to be a clone one. In case of being cheated, please be serious in choosing this broker.
Within 1 year | Suspicious Regulatory License | Non MT4/5 Software | <…
Ueda Yagi Securities Co., Ltd.
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